Andrew Kintzinger discusses disclosure guidance with Bond Buyer

BDA Issues Post-N.J. Disclosure Guidance for Underwriters

The Bond Buyer

Speaking on the SEC's recent enforcement actions pertaining to municipal securities, Andrew Kintzinger notes the SEC's action against New Jersey — the first brought against any state — reflects an important trend, saying, "the SEC has shown an increased willingness to establish violations based on merely negligent conduct." Kintzinger has substantial experience in SEC compliance and enforcement matters and IRS examination and audit matters.