Enforcement May Lead to Quicker Market Structure Change, Scott Kimpel Asserts in Law360

SEC's Enforcement Division Won't Wait for Market Reforms

Law360

Scott Kimpel agrees with other lawyers and experts that taking enforcement action on market structure could help the SEC effect industry change sooner than rulemaking because “enforcement can move a lot faster.” Kimpel’s practice encompasses a range of matters involving securities laws, mergers and acquisitions, joint ventures, financings, and corporate governance. He previously served as counsel to a former SEC commissioner.