Recent SEC Enforcement Actions Target Inadequate Disclosure in M&A Transactions and Shareholder Activist Campaigns
1 Minute Read
Categories: Corporate Governance, Mergers & Acquisitions
Since the beginning of 2017, the SEC has announced three enforcement actions charging companies, activist hedge funds and related individuals with violating the Securities Exchange Act of 1934. These enforcement actions targeted parties who allegedly failed to comply with disclosure obligations in the context of hostile takeovers and shareholder activism campaigns.
PartnerScott brings in-depth knowledge of SEC policies, procedures and enforcement philosophy to each representation. Scott regularly advises clients across a broad sector of the economy facing sensitive reporting, compliance and ...
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